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The Need for Risk Management

The Need for Risk Management 1200 628 Jill Pioter

Consider this:  Whether you run a Conference that focuses on visiting and helping the poor or a Council with special works such as stores, meal sites, housing units, or free pharmacies, you should be aware of the need for Risk Management. Obviously, the scope of your activity might dictate how you go about this but the principles are the same. For that reason we bring you an excerpt from an article in the Smart Risk Management Manager’s Training Workbook published by The Argos Group LLC.  The article keys on five core principles: (1) No Tolerance, (2) Observation, (3) Communication, (4) Empathy, and (5) Fairness.

The material we cite specifically refers to “managers” and “employees;” however, the principles stated relate to all leadership roles and all staff whether paid or volunteer. Leaders at all levels in our Society can benefit from these principles.

Core Principle #1 – No Tolerance

Smart Risk Management always begins with “no tolerance” for workplace wrongdoing. The following are important steps to create a “no tolerance” environment:

  • Never commit a wrongdoing. Smart Risk Managers are role models for other employees within their organization. Employees look to managers for guidance and support. A manager who creates risk or commits workplace wrongdoing sends a negative message to all employees – that risk and wrongdoing are permitted and tolerated.
  • Never allow Smart Risk Managers not only set a positive example of “no tolerance,” but also act as an obstacle to others who may want to commit wrongdoing under their watch.
  • Never condone Smart Risk Managers discourage wrongdoing by counseling, reprimanding or terminating employees who create risk or commit wrongdoing. If others place you or your co-workers at risk, they should understand that their actions could cost them their jobs.
  • Never rush to judgment. When someone is accused of wrongdoing, he or she is innocent until proven otherwise.

Next week we will address core principles #2 and #3 – Observation and Communication.

04-07-2022 Questions and Answers

04-07-2022 Questions and Answers 1200 628 Jill Pioter

Q:  Can paid staff Executive Directors (EDs)/CEOs be members of a board? Can they be officers of a board – such as a store board?

A:  Paid people cannot be officers at any level in the Society. Board members are not officers; therefore, Executive Directors/CEOs may be ex-officio, non-voting members of the Board of Directors.  However, an ED/CEO who is paid by a Council/Conference other than the Council/Conference represented by the Board of Directors in question, may be a voting member of that Board. For example, Member A is an ED for Council A and has been asked to sit on the Board of Council B.  Member A can be a voting member of Council B’s Board, but not an officer. This can be found in the nationally approved bylaws under BOARD OF DIRECTORS SECTION.

Q: A person contacted our Conference recently and wants to give us a check for $1,000 to help his daughter to pay her rent. We were told that we could not accept donations like this. Can you explain?

A: This normally happens when someone would like to help a family member but would like to get a tax deduction as well; so, they decide to go through a non-profit like SVdP to accomplish this. According to IRS, any time a donation is made to a non-profit organization that is specified for an individual, it is considered to be a gift to that individual and is not tax deductible. No Conference should accept such a person-designated donation.

Spanish Translation

P: ¿Pueden los Directores Ejecutivos (ED)/CEO asalariados ser miembros de una junta? ¿Pueden ser funcionarios de una junta, como la junta de una tienda?

R:  Las personas asalariadas no pueden ser funcionarios en ningún nivel de la Sociedad. Los miembros de la junta no son funcionarios; por lo tanto, los Directores Ejecutivos/CEO pueden ser ex oficio, miembros sin derecho a voto de la Junta Directiva. Sin embargo, un ED/CEO que es pagado por un Consejo/Conferencia que no sea el Consejo/Conferencia representado por la Junta Directiva en cuestión, puede ser un miembro votante de esa Junta. Por ejemplo, el Miembro A es un ED del Consejo A y se le ha pedido que forme parte de la Junta del Consejo B. El Miembro A puede ser un miembro votante de la Junta del Consejo B, pero no un funcionario. Esto se puede encontrar en los estatutos aprobados a nivel nacional en la SECCIÓN DE LA JUNTA DIRECTIVA.

P: Una persona se comunicó con nuestra Conferencia recientemente y quiere darnos un cheque por $1,000 para ayudar a su hija a pagar el alquiler. Nos dijeron que no podíamos aceptar donaciones como esta. ¿Puedes explicar?

R: Esto normalmente sucede cuando a alguien le gustaría ayudar a un miembro de la familia pero también le gustaría obtener una deducción de impuestos; entonces, deciden acudir a una organización sin fines de lucro como SVdP para lograr esto. De acuerdo con el IRS, cada vez que se realiza una donación a una organización sin fines de lucro que se especifica para un individuo, se considera un regalo para ese individuo y no es deducible de impuestos. Ninguna Conferencia debe aceptar tal donación designada por una persona.

 

A Message From Bishop John Quinn

A Message From Bishop John Quinn 1200 628 Jill Pioter

I believe God has a special place in His heart and in His kingdom for those Vincentians who heed His call to servant leadership in our Society.  Such service is a consummate example of following in the footsteps of St. Vincent, Blessed Frederic and Jesus Christ Himself. The spiritual rewards of doing so are many and meaningful.

Our mission says we lead men and women to join together to grow spiritually. Serving in a leadership role is a wonderful way to become closer to Jesus, the ultimate servant leader.  And we can be sure He will bless our efforts.

God wants us to utilize the unique talents He has given us to assist those in need. If we have been gifted with the ability to lead as well, He expects that we will do so as part of our commitment to our Vincentian vocation.

Serving as the president of a Council or Conference provides an ideal platform from which to enhance one’s own spiritual life. And a great privilege of leadership is the priceless opportunity to nurture the spirituality of fellow Vincentians while inspiring them to be ambassadors of the mission of St. Vincent de Paul in our communities…to bring the love and mercy of Christ to His suffering children.

Council and Conference presidents have told me that their years as a servant leader have been the richest part of their lives in terms of personal spirituality and appreciation of the eternally valuable gifts God had bestowed on them. Their uplifting experiences changed them in many ways that strengthened their relationship to God and acquainted them intimately with the innate goodness and generosity of the human spirit.

Each of us has been chosen for a purpose. That is evident in the day-to-day reality of our beautiful vocation. Our Lord will happily help us discern that purpose…the special way He wants us to support the magnificent mission of St. Vincent de Paul.

Since our founding, Vincentians have been bolstered by an unwavering trust in the providence of God who has demonstrated during the past 189 years that He attaches a high priority to the success of our Society. As we continue our grace-filled journeys to our heavenly homecoming, I am sure He is smiling down on us, cheering us on and clearing our path. We have, after all, said “yes” to His call – and He wants us to succeed, whatever role we play in His plan for our personal ministry of love and compassion.

May God continue to bless you abundantly in your exceptional service to His beloved poor.

03-31-2022 Questions and Answers

03-31-2022 Questions and Answers 1200 628 Jill Pioter

Q: Some Conferences use computers for everything. If all records are kept electronically, which ones MUST be stored as hard copies also? For example, meeting minutes? Case records? Is it necessary for the Secretary to sign the meeting minutes (print, sign, scan, store)? 

A: All records identified for permanent storage in the Manual should be maintained in hardcopy (as well as electronic, if possible). All other files are considered temporary (limited by time) and may be electronic.

Q: Many Conferences in our Council now use ServWare for case management. If all case records are stored in a Customer Management System and the recommendation is to destroy case history after 3 years, are we required to do that?

A: Yes, record retention is defined not only to save storage space but to eliminate information that no longer has meaning.

Spanish Translation

P: ¿Qué es el proceso de la Sociedad – votación de la Junta, decisión ejecutiva, etc. – para respaldar cualquier esfuerzo legislativo? 

R: El Comité Nacional de la Voz de los Pobres (VOP) identifica la legislación que afecta a la Sociedad ya las personas a las que servimos. El Comité también tiene en cuenta las posiciones de otras organizaciones católicas: USCCB, Caridades Católicas, etc. El Comité VOP hace recomendaciones al Presidente Nacional sobre qué legislación apoyar o no. Solo el Presidente Nacional puede hablar por la Sociedad en los Estados Unidos. Las preocupaciones legislativas locales siguen el mismo proceso con el presidente diocesano local.

P: ¿Puede un diácono presidir el comité Voz de los Pobres en un Consejo?

R:  El VOP es un comité, y un diácono puede ser el líder de un comité. No hay nada que impida que un diácono sea presidente de un comité. Ser el presidente no le da al diácono un voto en la junta o el Consejo. Un diácono que sea el presidente del comité puede votar sobre los asuntos del comité, ya que los comités no toman decisiones finales, sirviendo solo como asesores de la junta local y el presidente.

Looking For A New Conference Or Council President? Make It Easy For Them To Become One

Looking For A New Conference Or Council President? Make It Easy For Them To Become One 1200 628 Jill Pioter

Many people hesitate to pursue leadership positions in a Conference or Council because they feel there is too much they don’t know or understand. Shatter the notion that being a Conference/Council president is overwhelming by consolidating pertinent materials into a well-organized packet or binder. We suggest you include the following:

Records

  • A current roster of members
  • Minutes from previous meetings
  • Financial records, along with a current balance sheet and a list of anticipated expenses
  • A brief history of your Conference
  • Information on the founders and patrons of the Society of St. Vincent de Paul

Timing

  • An annual calendar of your Conference’s typical activities (include contact information for key people for each event)
  • A schedule of tasks you usually do each month to support the Conference

Contact Information

  • Members
  • Other Conference/Council presidents in your area
  • Diocesan Council president, regional vice president and National Office (perhaps include examples of situations when you might expect to contact or hear from these contacts)
  • A list of partners you work with in your area/city with their contact information
  • If relevant, local Council and staff contacts

Notes

  • How your Conference/Council operates within your parish/diocese (e.g., how often you meet with the pastor, what kinds of communications are preferred, which parish staff members interact with your Conference)
  • How your Conference functions (regarding home visits, food drives, etc.)
  • A list of roles in your Conference and their responsibilities (officers, home visit coordinator, committee chairs, etc.)
  • Your own personal notes and suggestions about where your Conference/Council is poised to head next
  • Instruction sheet for how to use the National Database (Members Portal)
  • Instruction sheet for how to fill out the Annual Report
  • Information about the next regional and national meetings

Resource List

  • The Rule, Manual, copy of Conference/Council bylaws, information on Ozanam Orientation, Serving in Hope, Servant Leadership and Vincentian Spirituality (including spiritual reflections and prayer cards), material you have on how to run an effective meeting and any other reference resources that would be helpful

Take the fear of the unknown out of the equation for a potential leader.  Make sure your Conference knows about this Conference President binder.  Sit down with potential successors and talk through it with them.  Then watch to see how many more people might be able to envision themselves doing what you never thought you could do either.

3-10-2022 Questions and Answers

3-10-2022 Questions and Answers 1200 628 Jill Pioter

Q: Our Council is considering updating our salary ranges for our management staff. Is it acceptable for us to simply call around to other SVdP’s or other organizations to find out what salary ranges are reasonable for our area?

A: Councils/Conferences should never discuss employee wages or benefits with other SVdP’s or other organizations. There are a few non-profit compensation surveys out there. We recommend using third parties to complete compensation surveys for SVdP employees.

Most employers outsource compensation surveys because of anti-trust/price-fixing laws that have serious legal and criminal risk if not handled properly. Employers are advised to seek legal advice.

The National Council HR Director has researched this issue and the full DOJ guidance to HR Professionals on anti-trust considerations in compensation planning is linked here.

These considerations apply to non-profit employers as well as private for-profit employers alike.

It may not be objectively illegal for SVdP Councils/Conferences to conduct wage surveys but can entail a lot of risks.

There is nothing to stop Councils/Conferences from conducting their own market analysis or looking around for other rates to ensure your salaries are competitive. For example, looking at public job postings or BLS data or other online sources and deciding to increase paid time off is no major issue. It’s when you start talking to other SVdP entities or interacting with them about pay that, things can get risky. Again, this can be a criminal issue rather than the usual employment law stuff that’s more financial in risk.

Spanish Translation

P: Nuestro Consejo está considerando actualizar nuestros rangos de salario para nuestro personal administrativo. ¿Es aceptable que simplemente llamemos a otros consejos SVdP u otras organizaciones para averiguar qué rangos de salario son razonables para nuestra área?

R: Los Consejos/Conferencias nunca deben discutir los salarios o beneficios de los empleados con otros grupos SVdP u otras organizaciones. Existen algunas encuestas de compensación sin fines de lucro. Recomendamos utilizar a terceros para completar las encuestas de compensación para los empleados de SVdP.

La mayoría de los empleadores subcontratan las encuestas de compensación debido a las leyes antimonopolio/fijación de precios que tienen un grave riesgo legal y penal si no se manejan adecuadamente. Se recomienda a los empleadores que busquen asesoramiento legal.

El Director de Recursos Humanos del Consejo Nacional ha investigado este tema y la guía completa del Departamento de Justicia para profesionales de recursos humanos sobre consideraciones antimonopolio en la planificación de compensaciones está vinculada aquí.

Estas consideraciones se aplican tanto a los empleadores sin fines de lucro como a los empleadores privados con fines de lucro.

Puede que no sea objetivamente ilegal que los Consejos/Conferencias del SVDP realicen encuestas de compensación, pero puede implicar muchos riesgos.

No hay nada que impida que los Consejos/Conferencias realicen su propio análisis de mercado o busquen otras tarifas para garantizar que sus salarios sean competitivos. Por ejemplo, mirar las ofertas de trabajo públicas o los datos de BLS u otras fuentes en línea y decidir aumentar el tiempo libre pagado no es un gran problema. Es cuando comienzas a hablar con otras entidades de SVdP o a interactuar con ellas sobre el pago, las cosas pueden volverse riesgosas. Una vez más, esto puede ser un problema criminal, mientras que las leyes laborales tengan riesgos que son más financiero.

2-17-2022 Questions and Answers

2-17-2022 Questions and Answers 1200 628 Jill Pioter

Q: We have a separately incorporated store who is choosing to operate independently from the Council. What do we need to consider in discussing this with them?

A: Every effort must be made to recover the members and store operation. The following are considerations related to what might occur.

  • All entities of the Society operating within a Council area are subject to the authority of that Council regardless of whether or not they are independently incorporated.
  • The authority of the Council is recognized and acknowledged by the Council General International when the Council was instituted.
  • Failure of the store or special work to recognize that authority is grounds for that entity to be removed from the Society. This does not give the store or special work authority to continue in operation outside of the Society. The assets of the store or special work were acquired under the name of the Society and, therefore, the store or special work must be dissolved and the assets returned to the Society.
  • In some cases, actions may warrant formal removal of some members from the Society.

Possible outcomes are not absolute; every effort must be made to reconcile and recover.

Q: Is there anything in the Rule that covers discussions of those we serve via email? What about sending mail to spouses that are not both Vincentians but share an email address? 

A: Confidentiality is highly emphasized within the Society. The Rule does not address technology and it shouldn’t since technology changes and improves constantly. Information about those we serve and who they are can only be shared among Vincentians unless specific written and signed authorization is given by the those we serve. So, email may be used to discuss information about those we serve as long as that information is protected and not allowed to be seen by those who are not Vincentians. That email should not be forwarded to non-Vincentians and, if printed, should not be allowed to be seen by non-Vincentians. If you cannot ensure this, then don’t use email. This concept holds true for Conference minutes, lists of active people we serve, treasurer reports, etc.  A shared email address may be used as long as all parties to that shared email understand and are willing to comply with our confidentiality standards.

Spanish Translation

P: Tenemos una tienda incorporada por separado que está eligiendo operar independientemente del Consejo. ¿Qué debemos tener en cuenta al hablar de esto con ellos?

R: Se debe hacer todo lo posible para recuperar los miembros y el funcionamiento de la tienda. Las siguientes son consideraciones relacionadas con lo que podría ocurrir.

  • Todas las entidades de la Sociedad que operan dentro del área de un Consejo están sujetas a la autoridad de ese Consejo independientemente de si están o no incorporadas de manera independiente.
  • La autoridad del Consejo es conocida y reconocida por el Consejo General Internacional cuando se instituyó el Consejo.
  • Si la tienda o el trabajo especial falta de reconocer esa autoridad, es motivo para que esa entidad sea removida de la Sociedad. Esto no le da autoridad a la tienda o trabajo especial para continuar operando fuera de la Sociedad. Los bienes de la tienda o obra especial fueron adquiridos a nombre de la Sociedad y, por tanto, la tienda o obra especial debe ser disuelta y los bienes devueltos a la Sociedad.
  • En algunos casos, las acciones pueden justificar la remoción formal de algunos miembros de la Sociedad.

Los resultados posibles no son absolutos; se debe hacer todo lo posible para reconciliarse y recuperarse.

P: ¿Hay algo en la Regla que cubra las discusiones de aquellos a quienes servimos por correo electrónico? ¿Qué pasa con el envío de correo a cónyuges que no son Vicencianos pero comparten una cuenta?

R: La confidencialidad es muy enfatizada dentro de la Sociedad. La Regla no aborda la tecnología y no debería hacerlo, ya que la tecnología cambia y mejora constantemente. La información sobre aquellos a quienes servimos solo se puede compartir entre los Vicentinos, a menos que aquellos a quienes servimos otorguen una autorización específica por escrito y firmada. Por lo tanto, el correo electrónico se puede usar para discutir información sobre aquellos a quienes servimos, siempre que esa información esté protegida y no se permita que la vean quienes no son Vicentinos. Ese correo electrónico no debe enviarse a personas que no sean vicentinas y, si se imprime, no debe permitirse que los no Vicentinas lo vean. Si no puede asegurar esto, entonces no use el correo electrónico. Este concepto es válido para las actas de la Conferencia, las listas de personas activas a las que servimos, los informes del tesorero, etc. Se puede usar una dirección de correo electrónico compartida siempre que todas las partes de ese correo electrónico compartido comprendan y estén dispuestas a cumplir con nuestros estándares de confidencialidad.

Council Finances

Council Finances 1200 628 Jill Pioter

FULL DISCLOSURE (TRANSPARENCY)

Council finances should be fully disclosed to all members of the Council on a regular basis. They can be disseminated to all Vincentians through Council members or a regular mailing. The frequency depends somewhat on the extent of the Council’s financial activities, but no less than once a quarter. As with Council action items financial reports should be furnished to Council/Board members well before the Council/Board meeting.

There should be some basic training for all Council/Board members on how to read and understand a Balance Sheet and a Profit and Loss Statement. This needs to be given periodically as new Council/Board members begin their term.

AUDITS

If the Council has stores and/or special works, a full audit by a CPA or accounting firm should be accomplished annually. There are three levels of audits: Compilation, Review, and Full Audit. Select the one appropriate to the size and complexity of your Council. Those smaller Councils that have no stores or special works may plan and execute an informal audit. In any case, a Council audit should be performed annually.

A copy of the audit report should be given to each Council/Board member and discussed at the Council/Board meeting. Results of the audit should be made known to all subsidiary Councils and Conferences. Pay particular attention to any changes suggested to operations or record keeping that are in the report. The Council is accountable to its subsidiaries and upper Councils for the results of the audit. Statements on the audit of impropriety must be addressed before the next audit.

BUDGETS

A budget should be developed each year. The Council financial report should show how closely the operation is tracking with the budget each month. Any significant variance that develops should be dealt with in an established “process” manner. If the need for correction persists, action is required by the Chief Executive Officer/Executive Director, Board, or Council. Expenses can be well predicted. It is the income that is uncertain. Don’t fall into the trap of balancing the budget by simply increasing the expected income.

The budget should be formally approved by the Council. It should be treated as a governance document that the Chief Executive Officer/Executive Director and staff must operate within. However, staff should have the latitude to make decisions within the limits of the budget without exceeding those limits.

INSURANCE – CONSIDERATIONS

Adequate insurance coverages and limits should be maintained. It should include Directors and Officers Liability, Employee Practices, and Sexual Abuse coverage to protect the Council in addition to the normal coverages of Property, Liability, Vehicle, and etc. The Liability Insurance should include coverage for all members and volunteers. Annual evaluations should be made of all insurance policies.

An annual update of values should be done on all property insurance. Experts in appraisal, construction, banking, or insurance can be called upon to assist. The cost of insurance is extremely low in comparison to an uninsured or underinsured claim. Determine the cost to replace/rebuild with outside contractors, not the market value of the property.

In most cases of Council operations, limits of $1,000,000 would be considered inadequate. Establish limits with the advice of experts.

FUNDRAISING

Fundraising, as a general rule, is a long-term project. There may be various short-term fundraising projects that are planned but they should be part of a large effort. Develop a fundraising plan and work the plan over a long period of time. Adjust the plan as needed but the most important aspect is to make it a day to day process at all times. Don’t rely on a few resources; continue to search out new avenues to finance our work. The old tried and true may have been discovered by many other nonprofits resulting in less income than in the past.

RESERVE FUNDS

Establish a reserve fund if the Council has works that require payroll, bank payments or any other ongoing expenses. Decide how long a period of operation you would need to fund in case of loss of the normal source of funding or some operational disaster. This gives you time to adjust operations in case of unexpected losses in any year.

The Manual suggests 50% of annual budget (a six-month reserve). This may be too much depending on ongoing commitments and time to shut down various works if a critical situation arises. If financial results are negative, take corrective action as soon as possible to avoid invading the reserve fund.

Conferences and Councils with no extended obligations need little or no reserves. The money belongs to God’s poor. We are stewards of those funds.

SOLIDARITY

The Rule permits Councils at each level to assess its subsidiaries a solidarity contribution to help offset its cost of operations. This starts at the Council General International (CGI) and goes to each level beneath: National Council, Diocesan Council, District Council, and Conference. This is an obligation that each subsidiary must fulfill.

CGI assesses an annual solidarity contribution from National Councils. The National Council assesses an annual contribution from its Diocesan Councils, District Councils, and Conferences. Diocesan Councils can assess periodic contributions from its District Councils and Conferences. District Councils can assess periodic contributions from its Conferences.

The National Council makes its assessment in October of each year (the beginning of the fiscal year). It assesses to Councils and Isolated Conferences in each diocese. The Councils are expected to make the solidarity contribution. They are then expected, if they choose, to collect the appropriate portion of the contribution from their subsidiary Councils, Conferences, stores, and special works.

The members of the National Governance Committee wish you and your families a beautiful and blessed Christmas and a new year filled with the fullest measure of happiness and good health.

Council Operations

Council Operations 1200 628 Jill Pioter

PROCESS

All business should be done by process – not reaction to individual situations. Council/Board policies and management procedures form the processes. Once formed, the process should not be violated except for very serious reasons. Processes must be in writing. They can be either Council/Board policy or operational procedures.

MEETING AGENDA

All Council/Board agenda items are designated as either action items or information. A process is to be developed so all Council/Board members have all information on action Items well before the Council/Board meeting so all votes are based on informed opinions. There should be no action taken on any motion not fully disclosed. The only exception in Roberts Rules is a “motion to suspend the rules.” This motion only applies to the issue at hand and must be passed by a two-thirds vote. Then that matter can be brought up and acted upon. A typical time that this should be used is in the case of a serious time problem on a critical issue.

ELECTION – COUNCIL PRESIDENT

All elections are held in conformance with bylaws. The Nationally Approved Bylaws have the same authority as the Rule. As a result of the process that occurred when the National Council approved Part III of the Rule and the Nationally Approved Bylaws at the National Assembly in Chicago in 2005, every Council and Conference is expected to adopt a set of bylaws corresponding to the Nationally Approved Bylaws.

All Council elections should begin at the Conference member level. All ballots are secret. Ballots for this election are usually counted by the Spiritual Advisor and one other disinterested person. It is suggested that only the winner is announced, not how close or unanimous the vote may have been. Revealing the actual vote only creates problems no matter how close or wide the vote is.

Conference Presidents are expected to vote the way their members instructed. If a significant development occurs changing the situation, such as the withdrawal of one or more candidates, the Conference President should use his/her best judgment of how the Conference would vote and then cast the ballot. If the election is put off to another time, the Conference members should be given an opportunity to express their wishes in another secret ballot.

MANAGEMENT

The Council, Council President and Board are responsible for oversight of the management of the Council. However, if the Council has a Chief Executive Officer/Executive Director, the Council, Council President and Board are NOT responsible for the actual day to day management. The Chief Executive Officer/Executive Director is responsible for the business of the Council.

Typically, a Council will not hire a Chief Executive Officer/Executive Director unless it operated one or more stores or Special Works. The business activities of the Council are handled by the Chief Executive Officer/Executive Director. The Council, President and Board are responsible for the Vincentian work of the Council.

An issue with an individual, the clergy, or a Vincentian issue with the Council or a Conference is normally handled by the appropriate members of the Council/ Board. In many parts of the country, the Chief Executive Officer/Executive Director aids the Council/Board with some of those issues. However, the following principle should be kept in mind: The primary role of paid staff in the Society is to AID Vincentians in the work they must do; it is NOT to do their work for them.

OBLIGATING THE COUNCIL

The Council/Board is the only entity that can authorize an obligation to be placed on the Council. This authority may be delegated by the Council/Board in certain cases to specific persons. No new ministries or significant additional services are undertaken without Council approval. Obtaining a grant for a special work or service that will obligate the Council to continue even if the grant is not received in the following year is unacceptable planning. The cost of a ministry is not only the space or start-up cost; it is the continuing expense to operate year after year.

In most cases, the structure of the Society is such that the Council is incorporated, has its Tax ID (EIN), is insured and is the SVdP legal entity in its area of coverage. It provides legal authority and coverage to the Conferences, stores and special works that are its subsidiaries. Therefore, it is important that all Conferences, stores and special works submit their plans for grant requests and other new activities to the Council/Board for approval. Since the Council is the legal entity, the grant or new activity becomes the responsibility of the Council.

PLANNING

Planning, both long and short range should be a continuing process and examined in depth at least once a year. Times for regular annual planning meetings, usually before budget time, should be established and adhered to.

CROSSING INTO ANOTHER COUNCIL’S AREA

In 1979, the National Council passed a resolution that essentially stated that no Council or Conference can cross into the boundaries of another Council or Conference with the intent to set up operations of some work or do fundraising without their permission. This resolution was re-enforced by Resolution 104, passed by the National Council on April 12, 2013. For example, this prevents Council A from establishing a store or special work within the Council B boundaries without Council B granting them permission. The same holds true for targeted fundraising.

1-27-2022 Questions and Answers

1-27-2022 Questions and Answers 1200 628 Jill Pioter

Q: Next year the Diocesan Council will be billed for solidarity based on the number of active Conferences reported for the 10/1/2020-9/30/2021 fiscal year, when two absorbed Conferences were still active. Is the Diocesan Council responsible for absorbing the solidarity dues for these now inactive Conferences?

A:  When the new method of solidarity calculation went into effect in 2013, it was a specific decision that the invoice would go to the Diocesan Council (or District Council if no Diocesan Council exists). It is up to each Diocesan Council to determine how the invoice will be paid. For example, some Councils pay the whole amount as support for their subsidiaries while others are reimbursed by their Conferences and Special Works. However, the full payment is expected to be paid by the Council even if the number of Conferences or Special Works has changed since the reporting period.

Q:  We have a Conference president approaching the end of her second term, preparing a succession plan for the next election. No current member of this active Conference seems willing to step up to succeed her. If that does not change, what should happen with the Conference?

A:  There are two choices; either elect someone from within or close the Conference. It is up to the Conference members to step forward and provide leadership for their Conference. A District Council president can temporarily appoint someone to be Conference president if no president is nominated before the current president term ends; but an election has to take place as soon as possible and within a reasonable time. The current president should NOT stay in office by either appointment or re-election.

Spanish Translation

P: El próximo año se facturará al Consejo Diocesano por solidaridad basado en el número de Conferencias activas informadas para el año fiscal 1/10/2020-30/9/2021. En ese momento, dos Conferencias absorbidas aún estaban activas. ¿Es el Consejo Diocesano el responsable de pagar las cuotas solidarias de estas Conferencias ahora inactivas?

R:  Cuando el nuevo método de cálculo solidario entró en vigencia en 2013, fue una decisión específica que la factura iría al Consejo Diocesano (o al Consejo de Distrito si no existe ningún Consejo Diocesano). Es para cada Consejo Diocesano determinar cómo se pagará la factura. Por ejemplo, algunos Consejos pagan el monto total como un forma de apoyo a sus filiales mientras que otros son reembolsados ​​por sus Conferencias y obras especiales. Sin embargo, se espera que el Consejo pague la factura completa incluso si el número de Conferencias u Obras Especiales ha cambiado desde el período del informe.

P: Tenemos a una presidenta de la Conferencia acercándose al final de su segundo mandato, preparando un plan de sucesión para las próximas elecciones. Ningún miembro actual de esta Conferencia activa parece dispuesto a dar un paso al frente para sucederle. Si eso no cambia, ¿qué debería pasar con la Conferencia?

R:  Hay dos opciones; elegir a alguien de dentro o cerrar la Conferencia. Depende de los miembros de la Conferencia dar un paso adelante y proporcionar liderazgo para su Conferencia. Un presidente del Consejo de Distrito puede designar temporalmente a alguien para que sea presidente de la Conferencia si no se nombra a ningún presidente antes de que finalice el mandato del presidente actual; pero la elección tiene que pasar lo más pronto posible y dentro de un tiempo razonable. El  presidente actual NO debe permanecer en el cargo ni por nombramiento ni por reelección.

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